• Loading stock data...
inner_banner

Investment banking services

Indian Ocean Securities as a Boutique Financial Services firm; its Directors and Executive Management Team with their widespread experience and knowledge in the Australian, Asia capital markets provide the following bespoke services:

Institutional and Sophisticated Private Clients

  • Perth and Sydney Offices providing a global distribution platform to provide superior solutions to both our domestic and international – Institutional and Private Clients.
  • Our point of difference is our ability to combine the ideas-driven approach of a boutique financial services firm, with an execution capability comparable to that of the major investment banks and broking firms.
  • Full stock broking services in Australian Equities and International Shares, with full account & trading transactional Services.
  • Direct market access to ASX, Chi-X and NSX.
  • Online trading platform services (competitive low fees) with direct market trading access to ASX, Chi-X and NSX.
  • Dynamic Market Data Feed Platforms (Equix Trader, IRESS Trader, IRESS View Point, IRESS Professional & Bloomberg).
  • Free Client Portfolio and live market data access with Equix Trader.
  • One-Off sales processing.
  • Cash Management & Term Deposit Bank Account Services.
  • Managed Investment Account Services.
  • Management of Cross Trades & Special Cross Trades 
  • High Performance Managed Funds Services.
  • Specialist Investments.
  • Markets and company Research, providing quality and in-depth market research.
  • Access to most ASX Initial Public Offerings, Institutional & ASX Private Placements, including Seed Investments.
  • Specialist Margin lending facilities on most Listed Companies. (Including – ASX Micro-Cap and Mid-Cap Listed Companies, Subject to approvals and Terms & Conditions).

Corporate Services

  • Indian Ocean Securities (IOS) – corporate services, provides value by creating client-focused advice and execution. We work with our corporate clients to understand and appreciate their unique situation and through our strong partnership, we deliver the required desired outcomes. IOS Corporate advice is considered, independent and commercial.
  • IOS’s experienced Executive Management Team with their extensive connections through-out Australia and Asia; providing high-quality corporate advice on a range of different capital market activities. We maintain extensive partnerships and networks that provide us with a global distribution platform to facilitate and maintain optimal capital formation across all tier sectors for our corporate clients.
  • Our specialised and targeted research and we work to provide the following corporate services:
  • Initial Public Offerings – Services for Corporates seeking ASX Listing (IPO’s).
  • Reverse Take Overs – Services for Corporates seeking ASX Listing (RTO’s).
  • Cross Trades & Special Cross Trades execution and management services
  • Market sell-down & block trades.
  • ASX Company Buy-backs.
  • Share Price Advice & Valuation – ASX Company Research Reports.
  • Private Equity Placements.
  • Entitlement & Rights Issues (Listed ASX Shares & Options)
  • Debt Funding Instruments (Convertible Bond/Notes) for ASX listed Companies and select property projects.
  • Independent Corporate Advisory/consultancy.
  • Emerging Acquisition Mineral Space in Australia & in SE Asia, Central Asia, Central Europe and Eastern Europe.
  • Establishing and introductions to Joint Venture (JV) partners through worldwide majors.
  • Mergers & Acquisitions (M&A – via our Groups Corporate Division).
  • Underwriting/Sub-Underwriting Services (Listed ASX Shares & Options)
  • Commodity Markets & Trading.
  • ASX Corporate Secretarial/Accounting Services (via the Groups Corporate Advisory/Consulting Division).
  • Specialist Margin lending facilities on most Listed Companies. (Including – ASX Micro-Cap and Mid-Cap Listed Companies, Subject to approvals and Terms & Conditions).

High Performance Funds and Portfolio Services

Coming Soon …